Readers disagree over the importance of retaining embedded commissions, raising proficiency standards and whether these positions are inconsistent.
May 12, 2016
Readers disagree over the importance of retaining embedded commissions, raising proficiency standards and whether these positions are inconsistent.
May 12, 2016As the U.K. reconsiders rules banning embedded commissions, Advocis reaffirms its commitment to both raising proficiency standards for advisors and embedded compensation
It’s worth reviewing the experience of the U.K., where advisors have faced higher proficiency standards since 2013
John De Goey’s response to Advocis fails to address how clients will suffer if many have to leave the business
It seems contradictory to ask for both the retention of embedded fees and higher standards for financial advisors
To protect clients, Advocis supports a new professional accreditation for financial advisors. Failure to do so will leave regulatory gaps.
Follow our coverage of Bridging Finance Inc., a portfolio manager and exempt market dealer based in Toronto.
We dive into the intricacies of ETFs and investigate how the market is responding to recent trends.
The cease-trade order on all 11 ETFs from Emerge Canada Inc. represented the first time such an order had been placed on a family of…
